Staying inline with regulatory or firmwide guidelines made easy by RiskGround-Compliance

With increased scrutiny over financial institutions in recent years the regulatory backdrop evolves rapidly making it hard to follow and adapt quickly. RiskGround-Compliance helps you overcome this obstacle and stay on top of regulatory guidelines for your investment portfolio.

Simply upload you portfolio and assign applicable limitations from our predefined rules and regulations list. Alternatively, customize and define your own rule set.

With our Compliance module early warnings could be set to avoid limit breaches set forth by regulatory guidelines, firmwide investment limits or guidelines of the investment strategy.

• Compliance with Regulatory Guidelines
• Compliance with Investment Strategy Guidelines
• Compliance with Firmwide Investment Limits